Private Fund Advisers Although a Self-Regulatory Organization Could Supplement SEC Oversight, It Would Present Challenges and Trade-Offs

Format:

Book

Government document

Author/Creator:

United States. Government Accountability Office

Language:

English

Subjects (All):

Finance--Law and legislation.

Finance.

Investments.

Securities.

Physical Description:

1 online resource

Contained In:

ProQuest U.S. Congressional Research Digital Collection

Place of Publication:

[United States] [publisher not identified] 2011

Summary:

Report examining feasibility of forming a self-regulatory organization (SRO) to supplement SEC oversight of private fund advisers assigned to hedge funds and other private funds under provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), and assessing the potential advantages and disadvantages of creating a private fund adviser SRO

Notes:

Print

Record is based on bibliographic data in ProQuest U.S. Congressional Research Digital Collection (last viewed Feb. 2013). Reuse except for individual research requires license from ProQuest, LLC

Vendor supplied data

Other Format:

Microfiche version United States. Government Accountability Office. Private Fund Advisers:. 2011 J942-317

Publisher Number:

CMP-2011-GAO-0312

Access Restriction:

Restricted for use by site license