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SEC and CFTC Fines Follow-Up Collection Programs Are Improving, but Further Steps Are Warranted

ProQuest Congressional Research Digital Collection: Part C (2011 forward) Available online

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Format:
Book
Government document
Author/Creator:
United States. General Accounting Office, issuing body.
Language:
English
Subjects (All):
United States. Commodity Futures Trading Commission.
United States.
United States. Securities and Exchange Commission.
Fines (Penalties)--Government policy--United States.
Fines (Penalties).
Physical Description:
1 online resource
Contained In:
ProQuest U.S. Congressional Research Digital Collection
Place of Publication:
Bethesda, Md. ProQuest 2003
Notes:
"July 2003"
Record is based on bibliographic data in ProQuest U.S. Congressional Research Digital Collection. Reuse of record except for individual research requires license from ProQuest, LLC
Vendor supplied data
Publisher Number:
cmp20200657
crdccmp2003gao204347
CMP-2003-GAO-204347
Access Restriction:
Restricted for use by site license

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