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Exempt and hybrid securities offerings / Anna T. Pinedo and James R. Tanenbaum.
EBSCOhost Business Source Ultimate Available from 01/01/2012 until 05/31/2020. Available online
View online- Format:
- Website/Database
- Author/Creator:
- Pinedo, Anna T.
- Series:
- Practising Law Institute's corporate and securities law library.
- Practising Law Institute corporate and securities law library
- Language:
- English
- Subjects (All):
- Privately placed securities--United States.
- Privately placed securities.
- Convertible securities--United States.
- Convertible securities.
- Private investments in public equity--United States.
- Private investments in public equity.
- Securities--United States.
- Securities.
- Physical Description:
- 1 online resource
- Place of Publication:
- New York City : Practising Law Institute, [2009]-
- Contents:
- Why an exempt offering or a hybrid offering?
- Regulatory framework
- Private placements
- An overview
- Section 4(1) and concept of 4(1 1/2)
- Section 4(3) and Section 4(4)
- Rule 144
- Rule 144A
- Regulation S
- Rule 701
- Shelf registration statements
- Securities offering reform
- Private placement reform
- Conducting an exempt or hybrid offering
- Venture private placements
- Traditional PIPE transactions
- Structured PIPE transactions
- Questions arising in connection with PIPE transactions
- Conducting institutional "4(2)" private debt placements
- Conducting Rule 144A and Regulation S offerings
- Conducting shelf takedowns
- Public hybrid transactions
- Continuous private placements and other unregistered programs
- Other regulatory matters
- Communications in connection with exempt and hybrid offerings
- Conducting exempt offerings using the internet
- Issues arising in connection with private placements and public offerings conducted in close proximity
- Liability considerations
- Big boy letters
- FINRA and the exchanges
- Application of Regulation M to exempt and hybrid offerings
- Investment representations/hedging
- Change of control transactions
- Private placements and acquisitions
- Forms
- Index.
- Notes:
- Includes unnumbered Forms volume.
- Includes bibliographical references and index.
- Other Format:
- Print version: Exempt and hybrid securities offerings /
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