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It Pays to Set the Menu: Mutual Fund Investment Options in 401(k) Plans / Veronika K. Pool, Clemens Sialm, Irina Stefanescu.

NBER Working papers Available online

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Format:
Book
Author/Creator:
Pool, Veronika K.
Contributor:
National Bureau of Economic Research.
Sialm, Clemens.
Stefanescu, Irina.
Series:
Working Paper Series (National Bureau of Economic Research) no. w18764.
NBER working paper series no. w18764
Language:
English
Physical Description:
1 online resource: illustrations (black and white);
Other Title:
It Pays to Set the Menu Mutual Fund Investment Options in 401
Place of Publication:
Cambridge, Mass. National Bureau of Economic Research 2013.
Summary:
This paper investigates whether mutual fund families acting as trustees of 401(k) plans display favoritism toward their own funds. Using a hand-collected dataset on retirement investment options, we show that poorly-performing funds are less likely to be removed from and more likely to be added to a 401(k) menu if they are affiliated with the plan trustee. We find no evidence that plan participants undo this affiliation bias through their investment choices. Finally, the subsequent performance of poorly-performing affiliated funds indicates that these trustee decisions are not information driven and are costly to retirement savers.
Notes:
Print version record
February 2013.

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