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The Causal Effect of Limits to Arbitrage on Asset Pricing Anomalies / Yongqiang Chu, David Hirshleifer, Liang Ma.

NBER Working papers Available online

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Format:
Book
Author/Creator:
Chu, Yongqiang.
Contributor:
National Bureau of Economic Research.
Hirshleifer, David.
Ma, Liang.
Series:
Working Paper Series (National Bureau of Economic Research) no. w24144.
NBER working paper series no. w24144
Language:
English
Physical Description:
1 online resource: illustrations (black and white);
Place of Publication:
Cambridge, Mass. National Bureau of Economic Research 2017.
Summary:
We examine the causal effect of limits to arbitrage on 11 well-known asset pricing anomalies using the pilot program of Regulation SHO, which relaxed short-sale constraints for a quasi-random set of pilot stocks, as a natural experiment. We find that the anomalies became weaker on portfolios constructed with pilot stocks during the pilot period. The pilot program reduced the combined anomaly long-short portfolio returns by 72 basis points per month, a difference that survives risk adjustment with standard factor models. The effect comes only from the short legs of the anomaly portfolios.
Notes:
Print version record
December 2017.

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