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Do ETFs Increase Volatility? / Itzhak Ben-David, Francesco Franzoni, Rabih Moussawi.

NBER Working papers Available online

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Format:
Book
Author/Creator:
Ben-David, Itzhak.
Contributor:
National Bureau of Economic Research.
Franzoni, Francesco.
Moussawi, Rabih.
Series:
Working Paper Series (National Bureau of Economic Research) no. w20071.
NBER working paper series no. w20071
Language:
English
Physical Description:
1 online resource: illustrations (black and white);
Place of Publication:
Cambridge, Mass. National Bureau of Economic Research 2014.
Summary:
We study whether exchange traded funds (ETFs)--an asset of increasing importance--impact the volatility of their underlying stocks. Using identification strategies based on the mechanical variation in ETF ownership, we present evidence that stocks owned by ETFs exhibit significantly higher intraday and daily volatility. We estimate that an increase of one standard deviation in ETF ownership is associated with an increase of 16% in daily stock volatility. The driving channel appears to be arbitrage activity between ETFs and the underlying stocks. Consistent with this view, the effects are stronger for stocks with lower bid-ask spread and lending fees. Finally, the evidence that ETF ownership increases stock turnover suggests that ETF arbitrage adds a new layer of trading to the underlying securities.
Notes:
Print version record
April 2014.

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