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Recovering Investor Expectations from Demand for Index Funds / Mark L. Egan, Alexander MacKay, Hanbin Yang.

NBER Working papers Available online

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Format:
Book
Author/Creator:
Egan, Mark L.
Contributor:
National Bureau of Economic Research.
MacKay, Alexander.
Yang, Hanbin.
Series:
Working Paper Series (National Bureau of Economic Research) no. w26608.
NBER working paper series no. w26608
Language:
English
Physical Description:
1 online resource: illustrations (black and white);
Place of Publication:
Cambridge, Mass. National Bureau of Economic Research 2020.
Summary:
We use a revealed-preference approach to estimate investor expectations of stock market returns. Using data on demand for index funds that follow the S&P 500, we develop and estimate a model of investor choice to flexibly recover the time-varying distribution of expected future returns across investors. Our analysis is facilitated by the prevalence of leveraged funds that track the same underlying asset: by choosing between higher and lower leverage, investors trade off higher return against less risk. Our estimates indicate that investor expectations are heterogeneous, extrapolative, and persistent. Following a downturn, investors become more pessimistic on average, but there is also an increase in disagreement among participating investors due to the presence of contrarian investors.
Notes:
Print version record
January 2020.

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