SEC enforcement : balancing deterrence with due process : hearing before the Subcommittee on Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighteenth Congress, second session, May 7, 2024.

Format:

Book

Government document

Author/Creator:

United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, author.

Language:

English

Subjects (All):

United States. Securities and Exchange Commission.

United States.

Securities--United States.

Securities.

Genre:

Legislative hearings.

Physical Description:

1 online resource (iv, 141 pages) : illustrations.

Other Title:

Securities and Exchange Commission enforcement

Place of Publication:

Washington : U.S. Government Publishing Office, 2026.

Participant:

Hearing witnesses: Professor Paul Eckert, Professor of the Practice of Law, College of William & Mary Law School; Mr. Nick Morgan, President and Founder, Investor Choice Advocates Network; Mr. Andrew Vollmer, Senior Affiliated Scholar at the Mercatus Center and Former SEC Deputy General Counsel; Mr. Reed Stark, President, John Reed Stark Consulting.

Notes:

In scope of the U.S. Government Publishing Office Cataloging and Indexing Program (C&I); not distributed in this format as part of the Federal Depository Library Program (FDLP).

This is a publication issued by the United States federal government or produced with federal funds.

Associated bill citation(s): H.R. 6695.

"Serial no. 118-90."

Includes bibliographical references.

Date of hearing: 2024-05-07.

Description based on online resource; title from PDF title page (GovInfo, viewed Mar. 3, 2026).

Other Format:

Print version: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, SEC enforcement

OCLC:

1575305918

Publisher Number:

56-462 (GPO jacket number)