Deeper, Strategic Collaboration in the Securities Sector : India and Australia.

Format:

Book

Author/Creator:

Khosa, Sonia.

Language:

English

Physical Description:

1 online resource (506 pages)

Edition:

1st ed.

Place of Publication:

Canberra : ANU Press, 2025.

Summary:

In an era of globalised finance and increasing cross-border activity, regulatory cooperation has become essential for market integrity and development.

Contents:

Intro

Foreword

Abstract

Acknowledgements

List of key abbreviations

1. Introduction

2. The financial systems of India and Australia: Structure and regulation

3. The role and responsibilities of the regulator and its cooperation regime: IOSCO Principles 1-7 and 13-15

4. Supervision and enforcement powers of SEBI and ASIC: IOSCO Principles 10 and 11

5. Enforcement and compliance regimes of SEBI and ASIC: IOSCO Principle 12

6. Self-regulation and gatekeepers: IOSCO Principles 9 and 19-23

7. The regimes for issuers, collective investment schemes and hedge funds: IOSCO Principles 16-18 and 24-28

8. Secondary markets, market intermediaries and settlement systems: IOSCO Principles 8 and 29-38

9. Conclusion-and a proposal

Annexures.

Notes:

Description based on publisher supplied metadata and other sources.

ISBN:

1-76046-704-9

OCLC:

1529001540