EU Banking and Financial Regulation / Jean-Baptiste Poulle, Arut Kannan, and Nicolas Spitz.

Format:

Book

Author/Creator:

Poulle, Jean-Baptiste, author.

Kannan, Arut, author.

Spitz, Nicolas, author.

Contributor:

Edward Elgar Publishing, publisher.

Series:

Elgar financial law and practice.

Elgar Financial Law and Practice Series

Language:

English

Subjects (All):

Banks and banking--European Union countries.

Banks and banking.

Physical Description:

1 online resource (760 pages)

Edition:

First edition.

Place of Publication:

Cheltenham, England : Edward Elgar Publishing Limited, [2024]

Summary:

"EU Banking and Financial Regulation presents a comprehensive and systematic overview of the major directives and regulations which currently govern the EU's banking and finance industries. Offering detailed legal analysis, this timely book not only addresses the various banking and financial legislations in their entirety, but also considers more peripheral issues such as insurance, crypto-assets and anti-money laundering, whilst referring to important case law. Consisting of 16 thematic parts, the book explores the current legal framework applicable to the banking and finance industry and expertly examines the structure and organisation of the various EU legislations. Navigating key topics such as EU supervisors, financial markets, compliance, consumer credit protection, and digital finance, the book offers a wealth of conceptual analysis. Focus is also given to the evolution of banking and financial regulations which allows for comparative links to be drawn between the diverse legislation. This accessible book will be a fundamental resource for practitioners and public servants in the legal and financial sectors. Undergraduate and postgraduate students alongside academics interested in European finance and banking law will also find this book to be an invaluable read"-- Provided by publisher.

Contents:

Front Matter

Copyright

Contents

Extended contents

About the authors

Acknowledgements

Abbreviations

Foreword

General Introduction

PART I EU SUPERVISORS

1 Introduction on EU supervisors

2 European Banking Authority

3 European Securities and Markets Authority

4 European Insurance and Occupational Pensions Authority

5 European Central Bank

6 European Systemic Risk Board

PART II BANKING

7 Introduction on banking

8 Banking activities and institutions

9 Single Supervisory Mechanism (SSM) Regulation

10 Bank Recovery and Resolution Directive (BRRD)

11 Single Resolution Mechanism (SRM) Regulation

12 Reorganisation and Winding-Up of Credit Institutions Directive

13 Deposit Guarantee Schemes Directive

14 Non-performing Loans Directive

PART III SECURITIES

15 Introduction on securities

16 Prospectus Regulation

17 Transparency Directive

18 Short Selling Regulation

19 Takeover Bids Directive

20 Shareholders' Rights Directive II (SRD II)

PART IV FINANCIAL MARKETS

21 Introduction on financial markets

22 Markets in Financial Instruments Directive II/Markets in Financial Instruments Regulation (MiFID II/MiFIR)

23 Investment Firms Regulation/Investment Firms Directive (IFR/IFD)

24 Market Abuse Regulation/Market Abuse Directive (MAR/MAD)

25 Securities Financing Transactions Regulation (SFTR)

26 Securitisation Regulation

27 Credit Rating Agencies Regulation

PART V DERIVATIVES AND POST-MARKET

28 Introduction on derivatives and post-market

29 European Market Infrastructure Regulation (EMIR)

30 Central Counterparties Recovery and Resolution Regulation (CCP RRR)

31 Settlement Finality Directive

32 Central Securities Depositories Regulation (CSDR)

33 Collateral Directive

PART VI BENCHMARKS

34 Introduction on benchmarks.

35 Benchmarks Regulation

PART VII FUNDS

36 Introduction on funds

37 Undertakings for Collective Investment in Transferable Securities (UCITS) Directive

38 Alternative Investment Fund Managers Directive (AIFMD)

39 European Social Entrepreneurship Funds (EuSEF) Regulation

40 European Venture Capital Funds (EuVECA) Regulation

41 European Long-Term Investment Funds (ELTIF) Regulation

42 Money Market Funds (MMF) Regulation

43 Cross-border fund distribution Directive/Cross-border fund distribution Regulation

PART VIII INSURANCE

44 Introduction on insurance

45 Solvency II Directive

46 Insurance Distribution Directive

PART IX PENSIONS

47 Introduction on pensions

48 Institutions for Occupational Retirement Provision (IORP) II Directive

49 Pan-European Personal Pension Product (PEPP) Regulation

PART X MARKETING

50 Introduction on marketing

51 Distance marketing of financial services Directive

52 Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation

PART XI PAYMENT SERVICES/E-MONEY

53 Introduction on payment services/e-money

54 Payment services Directive

55 E-money Directive

56 Payment accounts Directive

57 Interchange fees Regulation

58 Single Euro Payments Area (SEPA) Regulation

59 Cross-Border Payments Regulation

PART XII COMPLIANCE

60 Introduction on compliance

61 Anti-money laundering and terrorist financing Directive

62 Information accompanying transfer of funds and certain crypto-assets Regulation

PART XIII CONSUMER CREDIT PROTECTION

63 Introduction on consumer credit protection

64 Consumer credit Directive

65 Mortgage credit Directive

PART XIV CROWDFUNDING

66 Introduction on crowdfunding

67 Crowdfunding Regulation

PART XV SUSTAINABLE FINANCE

68 Introduction on sustainable finance.

69 Sustainable Finance Disclosures Regulation (SFDR)

70 Taxonomy Regulation

71 Non-Financial Reporting Directive

72 Corporate Sustainability Reporting Directive

PART XVI DIGITAL FINANCE

73 Introduction on digital finance

74 Distributed Ledger Technology (DLT) Regulation

75 Markets in Crypto-Assets (MiCA) Regulation

76 Digital Operational Resilience Act (DORA)

Index.

Notes:

Description based on publisher supplied metadata and other sources.

Includes bibliographical references and index.

Description based on print version record.

ISBN:

1-03-530195-4