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Investor protection in light of the Dodd-Frank Act / Caroline S. Jensen, editor.
EBSCOhost Academic eBook Collection (North America) Available online
EBSCOhost Academic eBook Collection (North America)- Format:
- Book
- Series:
- Business issues, competition and entrepreneurship series.
- Business Issues, Competition and Entrepreneurship
- Language:
- English
- Subjects (All):
- United States. Dodd-Frank Wall Street Reform and Consumer Protection Act.
- United States.
- Consumer protection--Law and legislation--United States.
- Consumer protection.
- Financial services industry--Law and legislation--United States.
- Financial services industry.
- Individual investors--Legal status, laws, etc--United States.
- Individual investors.
- Physical Description:
- 1 online resource (203 pages).
- Place of Publication:
- New York : Nova Science Publishers, Inc., 2011.
- Summary:
- Title IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act deals with investor protection and securities regulation. This book provides brief summaries of selected provisions in Title IX and attempts to include these provisions that create SEC authority.
- Contents:
- Study on investment advisers and broker-dealers / United States Securities and Exchange Commission
- The Dodd-Frank Act Wall Street Reform and Consumer Protection Act : Title IX, investor protection / Mark Jickling
- Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues / Gary Shorter.
- Notes:
- Includes index.
- Description based on print version record.
- ISBN:
- 1-5361-1641-6
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