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Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process.
Connect to full text Available online
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- Book
- Government document
- Author/Creator:
- United States. Securities and Exchange Commission. Office of Audits, author.
- Series:
- Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 541.
- Report ; no. 541
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations--Auditing.
- United States.
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
- Investment advisors--United States--Examinations--Auditing.
- Investment advisors.
- Auditing.
- Genre:
- Online resources.
- Physical Description:
- 1 online resource (ii, 17 pages).
- Place of Publication:
- Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2017.
- Notes:
- "July 21, 2017."
- Includes bibliographical references.
- Online resource; title from PDF title page (SEC website, viewed June 18, 2018).
- OCLC:
- 1040695819
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