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SEC's oversight of Bear Stearns and related entities. Broker-Dealer Risk Assessment Program.
Connect to full text Available online
View online- Format:
- Book
- Government document
- Author/Creator:
- United States. Securities and Exchange Commission. Office of Audits, author.
- Language:
- English
- Subjects (All):
- Broker-Dealer Risk Assessment Program (U.S.).
- United States. Securities and Exchange Commission--Evaluation.
- United States.
- Bear, Stearns & Co.
- United States. Securities and Exchange Commission.
- Finance companies--United States--Management.
- Finance companies.
- Investment banking.
- Financial services industry--United States.
- Financial services industry.
- Evaluation.
- Finance companies--Management.
- Genre:
- Online resources.
- Physical Description:
- 1 online resource (viii, 36 pages)
- Other Title:
- Securities and Exchange Commission's oversight of Bear Stearns and related entities, broker-dealer risk assessment program
- Place of Publication:
- Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2008.
- Notes:
- "Report no. 446-B."
- "September 25, 2008."
- "Sections of this report have been redacted to delete information that SEC believes is non-public and confidential."
- Description based on online resource; title from PDF title page (SEC, viewed Nov. 22, 2017).
- Other Format:
- Print version: United States. Securities and Exchange Commission. Office of Audits. SEC's oversight of Bear Stearns and related entities
- OCLC:
- 1012611813
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