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Review of the commission's processes for selecting investment advisers and investment companies for examination.
Connect to full text Available online
View online- Format:
- Book
- Government document
- Author/Creator:
- United States. Securities and Exchange Commission. Office of Audits, author.
- Language:
- English
- Subjects (All):
- Madoff, Bernard L.
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations--Evaluation.
- United States.
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
- Ponzi schemes--United States.
- Ponzi schemes.
- Securities fraud--United States.
- Securities fraud.
- Investment advisors--Corrupt practices--United States.
- Investment advisors.
- Evaluation.
- Genre:
- Online resources.
- Physical Description:
- 1 online resource (57 pages)
- Place of Publication:
- Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2009.
- Notes:
- "Report No. 470."
- "Public redacted version."
- "November 19, 2009."
- Online resource; title from PDF title page (OCIE, viewed Sept. 25, 2017).
- OCLC:
- 1004673312
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