2 options
The SEC's best interest proposal for advice given by broker-dealers / Gary Shorter.
- Format:
- Government document
- Website/Database
- Author/Creator:
- Shorter, Gary W., author.
- Series:
- CRS report ; IF11073.
- Report / Congressional Research Service ; IF11073
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission.
- United States.
- Securities--United States.
- Securities.
- Stock exchanges--United States.
- Stock exchanges.
- Stockbrokers--United States.
- Stockbrokers.
- Genre:
- Bibliographies.
- bibliographies.
- Physical Description:
- 1 online resource.
- Updated irregularly
- Edition:
- [Library of Congress public edition].
- Other Title:
- Securities and Exchange Commission's best interest proposal for advice given by broker-dealers
- Place of Publication:
- [Washington, D.C.] : Congressional Research Service, 2018-
- Notes:
- The CRS report home page provides access to all versions published since 2018 in accordance with P.L. 115-141.
- Report includes bibliographical references.
- Description based on contents viewed on Mar. 13, 2020; title from CRS report home page.
- OCLC:
- 1145280324
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