Putting investors first? : examining the SEC's best interest rule : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, March 14, 2019.

Format:

Book

Government document

Author/Creator:

PREDECESSOR United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, author.

Language:

English

Subjects (All):

United States. Securities and Exchange Commission--Rules and practice.

United States.

United States. Securities and Exchange Commission.

Securities--United States.

Securities.

Stockbrokers--Legal status, laws, etc--United States.

Stockbrokers.

Consumer protection--Law and legislation--United States.

Consumer protection.

Investments--Law and legislation--United States.

Investments.

Stockbrokers--Legal status, laws, etc.

Consumer protection--Law and legislation.

Investments--Law and legislation.

Genre:

Legislative hearings.

Rules.

Physical Description:

1 online resource (v, 179 pages)

Other Title:

Examining the SEC's best interest rule

Place of Publication:

Washington : U.S. Government Publishing Office, 2019.

Notes:

"Serial no. 116-10."

Includes bibliographical references.

Online resource; title from PDF title page (Govinfo website, viewed September 3, 2019).

Other Format:

Print version: United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets. Putting investors first?

Microfiche version: United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets. Putting investors first?

OCLC:

1117279118