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Office of Compliance Inspections and Examinations' management of investment adviser examination coverage goals.
Connect to full text Available online
View online- Format:
- Book
- Government document
- Series:
- Report (United States. Securities and Exchange Commission. Office of Audits) ; no. 533.
- Report ; no. 533
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations--Auditing.
- United States.
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
- Investment advisors--United States--Management--Auditing.
- Investment advisors.
- Auditing.
- Genre:
- Online resources.
- Physical Description:
- 1 online resource (iv, 25 pages).
- Place of Publication:
- [Washington, D.C.] : U.S. Securities and Exchange Commission, Office of the Inspector General, Office of Audits, 2016.
- Notes:
- "March 10, 2016."
- Includes tables.
- Includes bibliographical references.
- Description based on online resource; title from PDF cover (SEC website, viewed January 30, 2019).
- OCLC:
- 1083644044
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