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To Amend the Investment Advisers Act of 1940 to Codify Certain Securities and Exchange Commission No-action Letters that Exclude Brokers and Dealers Compensated for Certain Research Services from the Definition of Investment Adviser, and for Other Purposes : report (to accompany H.R. 2622).
Connect to full text Available online
View online- Format:
- Book
- Government document
- Author/Creator:
- United States. Congress. House. Committee on Financial Services, author.
- Series:
- United States. Congress. House. Report ; 118-134.
- Report / 118th Congress, 1st session, House of Representatives ; 118-134
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission.
- United States.
- United States. Investment Advisers Act of 1940.
- Investment Advisers Act of 1940 (United States).
- Securities--United States.
- Securities.
- Genre:
- legislative records.
- Legislative materials.
- Physical Description:
- 1 online resource (6 pages) .
- Place of Publication:
- [Washington, D.C.] : [U.S. Government Publishing Office], [2023]
- Notes:
- In scope of the U.S. Government Publishing Office Cataloging and Indexing Program (C&I) and Federal Depository Library Program (FDLP).
- "July 11, 2023."
- Referred bill: H.R. 2622.
- Includes bibliographical references.
- Description based on online resource; title from PDF caption (GovInfo, viewed July 25, 2023).
- Other Format:
- Print version: United States. Congress. House. Committee on Financial Services. To Amend the Investment Advisers Act of 1940 to Codify Certain Securities and Exchange Commission No-action Letters that Exclude Brokers and Dealers Compensated for Certain Research Services from the Definition of Investment Adviser, and for Other Purposes
- OCLC:
- 1391156072
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