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Securities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance : report to congressional committees.
Connect to full text Available online
View online- Format:
- Book
- Government document
- Author/Creator:
- United States. Government Accountability Office, author.
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission--Rules and practice.
- United States.
- Financial Industry Regulatory Authority--Auditing.
- Financial Industry Regulatory Authority.
- United States. Securities and Exchange Commission.
- Securities industry--Law and legislation--United States.
- Securities industry.
- Securities industry--Self-regulation--United States.
- Securities industry--United States.
- Auditing.
- Securities industry--Law and legislation.
- Securities industry--Self-regulation.
- Genre:
- Rules
- Physical Description:
- 1 online resource (ii, 19 pages) : color illustrations
- Other Title:
- Securities regulation: Securities and Exchange Commission inspections of financial industry regulatory authority's governance were consistent with internal guidance
- Place of Publication:
- [Washington, D.C.] : United States Government Accountability Office, 2018.
- Notes:
- "July 2018."
- "GAO-18-522."
- Includes bibliographical references.
- Description based on online resource, PDF version; title from cover (GAO, viewed Mar. 7, 2022).
- OCLC:
- 1297900190
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