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Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011.
- Format:
- Book
- Government document
- Author/Creator:
- United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission.
- United States.
- Stockbrokers--Legal status, laws, etc--United States.
- Stockbrokers.
- Investment advisors--Legal status, laws, etc--United States.
- Investment advisors.
- Investment advisors--Legal status, laws, etc.
- Stockbrokers--Legal status, laws, etc.
- Genre:
- Legislative hearings
- Legislative hearings.
- Physical Description:
- 1 online resource (vi, 569 pages) : illustrations
- Place of Publication:
- Washington : U.S. G.P.O., 2012.
- Contents:
- Bombshell: Justice Department only selectively complies with Freedom of Information Act
- 2011 Knight Open Governments Survey finds freedom of information change: but many agencies lag in following Obama's openness order.
- Notes:
- Title from title screen (viewed on June 1, 2012).
- Paper version available for sale by the Supt. of Docs., U.S.G.P.O.
- Includes bibliographical references.
- "Serial no. 112-58."
- Electronic reproduction. [Place of publication not identified]: HathiTrust Digital Library. 2024.
- Other Format:
- Print version: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises. Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight
- Microfiche: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises. Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight
- OCLC:
- 794592834
- Access Restriction:
- Use copy Restrictions unspecified
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