2 options
Broker-dealer registration : where to file / U.S. Securities and Exchange Commission.
- Format:
- Book
- Government document
- Language:
- English
- Subjects (All):
- Financial Industry Regulatory Authority.
- Disclosure of information--United States.
- Disclosure of information.
- Investment advisors--United States.
- Investment advisors.
- United States.
- Physical Description:
- 1 online resource
- Edition:
- [2007 ed.].
- Place of Publication:
- [Washington, D.C.] : U.S. Securities and Exchange Commission, [2007]
- Notes:
- Title from title screen (viewed Apr 24, 2009).
- "Modified: 08/15/2007."
- OCLC:
- 319163645
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