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Securities and Exchange Commission : books and records requirements for brokers and dealers under the Securities Exchange Act of 1934.
- Format:
- Book
- Government document
- Author/Creator:
- Wannisky, Kathleen E.
- Language:
- English
- Subjects (All):
- United States. Securities and Exchange Commission--Rules and practice--Evaluation.
- United States.
- United States. Securities Exchange Act of 1934.
- United States. Securities and Exchange Commission.
- Securities Exchange Act of 1934 (United States).
- Brokers--Records and correspondence--Government policy--United States.
- Brokers.
- Physical Description:
- 1 online resource
- Other Title:
- Books and records requirements for brokers and dealers under the Securities Exchange Act of 1934
- Place of Publication:
- Washington, DC : U.S. General Accounting Office, [2001]
- Notes:
- Title from title screen (viewed Mar. 9, 2004).
- "November 16, 2001."
- Paper version available from: General Accounting Office, 441 G St., NW, Rm. LM, Washington, D.C. 20548.
- "GAO-02-223R."
- "B-289306."
- OCLC:
- 54677716
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