2 options
The Joint regulatory sales practice sweep report : a review of the sales practice acitivities [sic] of selected registered representatives and the hiring, retention, and supervisory practices of the brokerage firms employing them.
- Format:
- Datafile
- Government document
- Language:
- English
- Subjects (All):
- Stockbrokers--United States--Personnel management.
- Stockbrokers.
- Stockbrokers--United States--Evaluation.
- United States.
- Place of Publication:
- [Washington, D.C.?] : U.S. Securities and Exchange Commission, [1996]
- Notes:
- Title from title screen.
- OCLC:
- 38436122
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