United Kingdom : Report on the Observance of Standards and Codes.

Format:

Book

Government document

Author/Creator:

International Monetary Fund.

Series:

IMF Staff Country Reports; Country Report ; No. 2011/223

IMF Staff Country Reports

Language:

English

Subjects (All):

International Monetary Fund--Great Britain.

International Monetary Fund.

Banks and banking--State supervision--Great Britain.

Banks and banking.

Insurance--State supervision--Great Britain.

Insurance.

Securities--State supervision--Great Britain.

Securities.

Physical Description:

1 online resource (79 p.)

Place of Publication:

Washington, D.C. : International Monetary Fund, 2011.

Language Note:

English

Summary:

In recent years, the IMF has released a growing number of reports and other documents covering economic and financial developments and trends in member countries. Each report, prepared by a staff team after discussions with government officials, is published at the option of the member country.

Contents:

Cover; Contents; Glossary; A; B; C; E; F; G; H; I; L; M; P; R; U; I. Basel Core Principles for Effective Banking Supervision; A. Summary, Key Findings, and Recommendations; Tables; 1. Summary Compliance with the Basel Core Principles-ROSCs; B. Recommended Action Plan and Authorities' Response; 2. Recommended Action Plan to Improve Compliance with the Basel Core Principles; C. Authorities' Response; II. IAIS Insurance Core Principles; A. Introduction; B. Key Findings and Recommendations; C. Conditions for Effective Insurance Supervision (ICP 1); D. The Supervisory System (ICP 2 to ICP 5)

E. The Supervised Entities (ICP 6 to ICP 10)F. Ongoing Supervision (ICP 11 to ICP 17); G. Prudential requirements (ICP 18 to ICP 23); H. Markets and Consumers (ICP 24 to ICP 27); I. Anti-Money Laundering/Combating the Financing of Terrorism (ICP 28); 3. Summary of Observance of the Insurance Core Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Observance of the Insurance Core Principles; J. Authorities Response; III. IOSCO Objectives and Principles of Securities Regulation; A. Background; B. Financial Services Authority Approach to Supervision; C. Assessment Challenges

D. Preconditions for Effective Securities RegulationE. Main Findings; 5. Summary Implementation of the IOSCO Principles-Detailed Assessments; F. Recommended Action Plan; 6. Recommended Action Plan to Improve Implementation of the IOSCO Principles; G. Authorities' Response; IV. CPSS Core Principles for Systemically Important Payment Systems-CHAPS; A. Information and Methodology Used for Assessment; B. Institutional and Market Structure-Overview; 7. Statistical Information Regarding CHAPS; C. Main Findings

8. Recommended Action Plan to Improve Observance of the CPSIPS and Central Bank Responsibilities in Applying the CPs9. Additional Recommendations to Go Beyond Observance of the CPSIPS and Central Bank Responsibilities in Applying the CPs; D. Authorities' Response; V. CPSS/IOSCO Recommendations for Securities Settlement Systems-CREST; A. Information and Methodology Used for Assessment; B. Institutional and Market Structure-Overview; C. Regulatory Structure-Overview; Figure; 1. Exchanges, MTFs, and CCPs settling in CREST; D. Main Findings; 10. Recommended Action Plan to Improve Observance

11. Additional Action PlanE. Authorities' Response; VI. CPSS/IOSCO Recommendations for Central Counterparties-LCH.Clearnet Limited; A. Information and Methodology Used for Assessment; B. Institutional and Market Structure-Overview; C. Regulatory Structure-Overview; D. Main Findings; 12. Summary Observance; 13. Recommended Action Plan; E. Authorities' Response

Notes:

Description based upon print version of record.

Description based on online resource; title from PDF title page (ebrary, viewed September 22, 2014).

ISBN:

9786613874030

9781463901493

1463901496

9781462370825

1462370829

9781283561587

1283561581

9781462369829

1462369820