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Germany : Financial Sector Assessment Program: Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulations.
- Format:
- Book
- Government document
- Author/Creator:
- International Monetary Fund.
- Series:
- IMF Staff Country Reports; Country Report ; No. 2011/274
- IMF Staff Country Reports
- Language:
- English
- Subjects (All):
- International Monetary Fund--Germany.
- International Monetary Fund.
- Securities--Germany.
- Securities.
- Securities--State supervision--Germany.
- Physical Description:
- 1 online resource (98 p.)
- Place of Publication:
- Washington, D.C. : International Monetary Fund, 2011.
- Language Note:
- English
- Summary:
- Germany has a comprehensive legislative and institutional framework for the effective supervision of the securities markets. The overall level of compliance with the IOSCO principles is high. There are significant industry concerns about the implementation costs resulting from a rapidly changing legislative framework. The German Federal Financial Supervisory Authority (BaFin’s) overall approach to supervision relies very heavily on the flow of information, auditors’ reports, and compliance with legislative obligations. Regulators at both the federal and state levels work with a clear legal framework and clearly defined powers and responsibilities.
- Contents:
- Cover; Contents; Glossary; A; B; C; D; E; F; G; H; I; K; M; S; T; U; V; W; I. Summary, Key Findings, and Recommendations; A. Introduction; B. Information and Methodology Used for Assessment; C. Institutional Structure-Overview; D. Market Structure and Activity; E. Exchange and Other Regulated Markets (MTFs); F. Recent Developments; G. Preconditions for Effective Securities Regulation; H. Main Findings; Tables; 1. Summary Implementation of the IOSCO Principles-ROSCs; I. Recommended Action Plan and Authorities' Response
- 2. Recommended Action Plan to Improve Compliance with the IOSCO Objectives and Principles for Securities RegulationII. Detailed Assessment; 3. Detailed Assessment of Implementation of the IOSCO Principles; Appendixes; 1. New IOSCO Principles
- Notes:
- Description based upon print version of record.
- Description based on online resource; title from PDF title page (ebrary, viewed September 24, 2014).
- ISBN:
- 9786613874085
- 9781463971656
- 1463971656
- 9781463919832
- 1463919832
- 9781283561631
- 1283561638
- 9781463951320
- 1463951329
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