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People's Republic of China Financial Sector Assessment Program : IOSCO Objectives and Principles for Securities Regulation.
World Bank Open Knowledge Repository (formerly "World Bank E-Library Publications") Available online
View online- Format:
- Book
- Government document
- Author/Creator:
- International Monetary Fund.
- Series:
- Financial Sector Assessment Program
- World Bank e-Library.
- Language:
- English
- Subjects (All):
- Accounting.
- Arbitrage.
- Asset Management.
- Bankruptcy.
- Capital Requirements.
- Commercial Banks.
- Confidentiality.
- Corporate Governance.
- Debt Markets.
- Emerging Markets.
- Finance and Financial Sector Development.
- Financial and Private Sector Development.
- Financial Crisis.
- Financial Sector.
- Financial Stability.
- Fraud.
- Fund Management.
- Hedge Funds.
- Information Technology.
- Insurance.
- Jurisdiction.
- Law Enforcement.
- Legal Framework.
- Legal Institutions For A Market Economy.
- Legal System.
- Macroeconomics and Economic Growth.
- Monetary Policy.
- Money Laundering.
- Mutual Funds.
- Non Bank Financial Institutions.
- Private Sector Development.
- Regulation and Competition Policy.
- Reserve Funds.
- Risk Management.
- Rule of Law.
- Securities.
- Settlement Systems.
- Systemic Risk.
- Transparency.
- Local Subjects:
- Accounting.
- Arbitrage.
- Asset Management.
- Bankruptcy.
- Capital Requirements.
- Commercial Banks.
- Confidentiality.
- Corporate Governance.
- Debt Markets.
- Emerging Markets.
- Finance and Financial Sector Development.
- Financial and Private Sector Development.
- Financial Crisis.
- Financial Sector.
- Financial Stability.
- Fraud.
- Fund Management.
- Hedge Funds.
- Information Technology.
- Insurance.
- Jurisdiction.
- Law Enforcement.
- Legal Framework.
- Legal Institutions For A Market Economy.
- Legal System.
- Macroeconomics and Economic Growth.
- Monetary Policy.
- Money Laundering.
- Mutual Funds.
- Non Bank Financial Institutions.
- Private Sector Development.
- Regulation and Competition Policy.
- Reserve Funds.
- Risk Management.
- Rule of Law.
- Securities.
- Settlement Systems.
- Systemic Risk.
- Transparency.
- Other Title:
- People's Republic of China Financial Sector Assessment Program
- Place of Publication:
- Washington, D.C. : The World Bank, 2012.
- System Details:
- data file
- Summary:
- This is an initial report of the International Organization of Securities Commissions (IOSCO) assessment performed in 2010 as part of the financial sector assessment program (FSAP) of China. The assessment was prepared on the basis of a self-assessment prepared by the China Securities Regulatory Commission (CSRC), public information contained on the CSRC website and the websites of other entities in China, and a review of relevant Chinese laws and regulations. The timely completion of this assessment was greatly facilitated by the cooperation provided by numerous members of the staff of the CSRC. The CSRC has broad regulatory authority over the stock and futures exchanges, the China Securities Depository and Clearing Corporation Limited (SD and C) and other clearing and settlement institutions, securities companies, futures companies, and collective investment scheme (CIS) operators. This paper is divided into two parts. The first part gives summary, key findings, and recommendations. It is further divided into following six parts: (i) introduction; (ii) information and methodology used for assessment; (iii) institutional and market structure- overview; (iv) preconditions for effective securities regulation; (v) key findings; and (vi) recommended action plan and authorities' response. The second part gives tabular detailed assessment.
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