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Fundamentals of securities regulation / Louis Loss (Late William Nelson Cromwell Professor of Law, Harvard University), Joel Seligman (Dean Emeritus & Professor, Washington University School of Law; President Emeritus, University of Rochester), Troy Paredes (Founder, Paredes Strategies LLC).
Van Pelt Library KF1439 .L68 2024 8th ed.:v.1-2 8th ed.(2025)-8th ed. (2026)
Available
- Format:
- Book
- Author/Creator:
- Loss, Louis, author.
- Seligman, Joel, author.
- Paredes, Troy, author.
- Language:
- English
- Subjects (All):
- Securities--United States.
- Securities.
- Corporations--Finance--Law and legislation--United States.
- Corporations.
- Corporations--Finance--Law and legislation.
- United States.
- Physical Description:
- 2 volumes (xliv, xv, 2659 pages) ; 24 cm
- Edition:
- Eighth edition.
- Place of Publication:
- New York : Wolters Kluwer, [2024]
- Contents:
- Volume 1. Background of the SEC statutes
- Federal regulation of the distribution of securities
- Coverage of the Securities Act of 1933 : definitions and exemptions
- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
- Control concepts under the SEC statutes
- Registration and postregistration provisions of the 1934 Act
- Regulation of the securities markets
- Volume 2. Regulation of brokers, dealers, and investment advisers
- Fraud
- Manipulation
- Civil liability
- Government litigation
- SEC administrative law
- Conflict of laws, procedural aspects, and globalization.
- Notes:
- Includes bibliographical references and index.
- Volume 1.
- Other Edition:
- Revision of: 9781543802757 Loss, Louis. Seventh edition. New York : Wolters Kluwer, [2018]
- ISBN:
- 9781543879537
- 1543879535
- OCLC:
- 1411050966
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