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Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011.
- Format:
- Book
- Author/Creator:
- United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises.
- Language:
- English
- Subjects (All):
- Stockbrokers--Legal status, laws, etc--United States.
- Stockbrokers.
- Investment advisors--Legal status, laws, etc--United States.
- Investment advisors.
- Investment advisors--Legal status, laws, etc.
- Stockbrokers--Legal status, laws, etc.
- United States.
- United States. Securities and Exchange Commission.
- Physical Description:
- 1 online resource (1 online resource (vi, 569 p.)) ill
- Other Title:
- Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight
- Place of Publication:
- Washington : United States Government Printing Office Jan. 2012
- Contents:
- Bombshell: Justice Department only selectively complies with Freedom of Information Act
- 2011 Knight Open Governments Survey finds freedom of information change: but many agencies lag in following Obama's openness order.
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