Advanced introduction to U.S. federal securities law / Thomas Lee Hazen.

Format:

Book

Author/Creator:

Hazen, Thomas Lee, 1947- author.

Contributor:

Edward Elgar Publishing, publisher.

Series:

Elgar Advanced Introductions

Language:

English

Subjects (All):

Securities--United States.

Securities.

United States.

Physical Description:

1 online resource (180 pages)

Place of Publication:

Northampton : Edward Elgar Publishing, 2022.

Summary:

"Elgar Advanced Introductions are stimulating and thoughtful introductions to major fields in the social sciences, business and law, expertly written by the world's leading scholars. Designed to be accessible yet rigorous, they offer concise and lucid surveys of the substantive and policy issues associated with discrete subject areas. Covering all aspects of federal securities law, this Advanced Introduction provides an excellent understanding of how U.S. securities regulation works, particularly as this emerging area of law becomes more prevalent for those working or involved in general corporate and commercial practices. It examines the definition of securities and how modern investment opportunities may be subject to this regulation as well as more traditional forms such as stocks or bonds. Key Features: - Providing up to date information on the latest developments in securities law - Presenting complex material in a clear and comprehensive format and defining key concepts - Thoroughly reviewing significant Supreme Court cases, alongside the noteworthy statues and Securities and Exchange Commission Rules This informative book will be invaluable reading for practitioners and others engaged in the business and securities world looking for a detailed overview of U.S. securities law. It will also be a useful resource for lawyers, scholars, and policy advisors"-- Provided by publisher.

Contents:

Contents: Preface

1. Introduction and scope of u.s. Securities laws

2. Regulating securities distributions

securities act of 1933

3. 1933 act registration exemptions

4. 1933 act liabilities

5. 1934 act

6. 1934 act liabilities

7. Insider trading

8. Market regulation

9. The trust indenture act of 1939

10. The investment company act of 1940

11. The investment advisers act of 1940

Index.

Notes:

Description based upon print version of record.

Includes bibliographical references and index.

Description based on print version record.

Other Format:

Print version: Hazen, Thomas L. Advanced Introduction to U. S. Federal Securities Law

ISBN:

9781802206258