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The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.
HeinOnline Taxation & Economic Reform in America, Parts I & II, 1781-2010 Available online
View online- Format:
- Book
- Author/Creator:
- United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs.
- Language:
- English
- Subjects (All):
- Financial services industry--Corrupt practices--United States--States--Prevention.
- Financial services industry.
- Investment advisors--Legal status, laws, etc--United States--States.
- Investment advisors.
- Mutual funds--Corrupt practices--United States--States--Prevention.
- Mutual funds.
- Securities fraud--United States--States--Prevention.
- Securities fraud.
- Consumer protection--United States--States.
- Consumer protection.
- United States. Securities and Exchange Commission.
- United States.
- Physical Description:
- 1 online resource (iii, 54 p.)
- Other Title:
- Role of state securities regulators in protecting investors
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