Auditing the risk management process / K. H. Spencer Pickett.

Format:

Book

Author/Creator:

Pickett, K. H. Spencer, author.

Series:

IIA (Institute of Internal Auditors) Series

Language:

English

Subjects (All):

Auditing, Internal.

Risk management--Auditing.

Risk management.

Physical Description:

1 online resource (287 p.)

Edition:

1st edition

Place of Publication:

Hoboken, New Jersey : John Wiley & Sons, Inc., 2005.

Language Note:

English

System Details:

text file

Summary:

Risk management is a part of mainstream corporate life that touches all aspects of every type of organization. Auditors must focus firmly on risk: risk to the business, the executives, and the stakeholders. Auditing the Risk Management Process incorporates all the latest developments in risk management as it applies to auditors, including the new Committee of Sponsoring Organizations of the Treadway Commission (COSO) enterprise risk paper. Auditing the Risk Management Process includes original risk maps and process models developed by the author, explaining where and how topics f

Contents:

AUDITING THE RISK MANAGEMENT PROCESS; ABOUT THE INSTITUTE OF INTERNAL AUDITORS; CONTENTS; PREFACE; LIST OF ABBREVIATIONS; Chapter 1: WHY RISK MANAGEMENT?; INTRODUCTION; RISK MANAGEMENT FRAMEWORK MODEL: PHASE ONE; RISK MANAGEMENT FRAMEWORK MODEL: PHASE TWO; RISK MANAGEMENT FRAMEWORK MODEL: PHASE THREE; RISK MANAGEMENT FRAMEWORK MODEL: PHASE FOUR; RISK MANAGEMENT FRAMEWORK MODEL: FINAL; SUMMARY; NOTES; Chapter 2: DETERMINING RISK MANAGEMENT MATURITY; INTRODUCTION; RISK MANAGEMENT MATURITY MODEL: PHASE ONE; RISK MANAGEMENT MATURITY MODEL: PHASE TWO; RISK MANAGEMENT MATURITY MODEL: PHASE THREE

RISK MANAGEMENT MATURITY MODEL: PHASE FOURCEO; CRO; CAE; RISK MANAGEMENT MATURITY MODEL: FINAL; SUMMARY; NOTES; Chapter 3: ENTERPRISE-WIDE RISK MANAGEMENT; INTRODUCTION; ENTERPRISE RISK MANAGEMENT MODEL: PHASE ONE; ENTERPRISE RISK MANAGEMENT MODEL: PHASE TWO; ENTERPRISE RISK MANAGEMENT MODEL: PHASE THREE; ENTERPRISE RISK MANAGEMENT MODEL: PHASE FOUR; ENTERPRISE RISK MANAGEMENT MODEL: FINAL; SUMMARY; NOTES; Chapter 4: RISK APPETITE; INTRODUCTION; RISK APPETITE MODEL: PHASE ONE; RISK APPETITE MODEL: PHASE TWO; Assign Risk to Appropriate Category; RISK APPETITE MODEL: PHASE THREE

RISK APPETITE MODEL: PHASE FOURRISK APPETITE MODEL: FINAL; SUMMARY; NOTES; Chapter 5: CONTROL RISK SELF-ASSESSMENT; INTRODUCTION; CONTROL RISK SELF-ASSESSMENT MODEL: PHASE ONE; CONTROL RISK SELF-ASSESSMENT MODEL: PHASE TWO; CONTROL RISK SELF-ASSESSMENT MODEL: PHASE THREE; CONTROL RISK SELF-ASSESSMENT MODEL: PHASE FOUR; CONTROL RISK SELF-ASSESSMENT MODEL: FINAL; SUMMARY; NOTES; Chapter 6: DEVELOPING AN AUDIT APPROACH; INTRODUCTION; AUDIT APPROACH MODEL: PHASE ONE; AUDIT APPROACH MODEL: PHASE TWO; AUDIT APPROACH MODEL: PHASE THREE; AUDIT APPROACH MODEL: PHASE FOUR; CRSA

AUDIT APPROACH MODEL: FINALSIC; SUMMARY; NOTES; Chapter 7: THE ILLUSION OF PERFECTION; INTRODUCTION; POOR PRACTICE MODEL: PHASE ONE; POOR PRACTICE MODEL: PHASE TWO; POOR PRACTICE MODEL: PHASE THREE; POOR PRACTICE MODEL: PHASE FOUR; POOR PRACTICE MODEL: FINAL; SUMMARY; NOTES; Chapter 8: A HOLISTIC ERM CONCEPT; INTRODUCTION; ERM PROGRAM MODEL: PHASE ONE; ERM PROGRAM MODEL: PHASE TWO; ERM; ERM PROGRAM MODEL: PHASE THREE; ERM PROGRAM MODEL: PHASE FOUR; ERM PROGRAM MODEL: FINAL; SUMMARY; NOTES; Appendix A: APPLYING AN ERM DIAGNOSTIC TOOL; INDEX

Notes:

Includes bibliographical references and index.

Includes index.

Description based on print version record.

ISBN:

9786610277278

9781280277276

1280277270

9780471740087

047174008X

OCLC:

85841285