Nomura Group : trading with privileged information / Chijioke Oji & Viola Makin.

Format:

Book

Author/Creator:

Oji, Chijioke, author.

Makin, Viola, 1952- author.

Series:

SAGE knowledge. Cases.

SAGE Knowledge. Cases.

SAGE knowledge. Cases

Language:

English

Subjects (All):

Nomura Group.

Insider trading in securities--Japan--Case studies.

Insider trading in securities.

Banks and banking--Corrupt practices--Case studies.

Banks and banking.

Business ethics--Case studies.

Business ethics.

Banks and banking--Corrupt practices.

Japan.

Genre:

Case studies.

Physical Description:

1 online resource : illustrations (black and white, and colour).

Place of Publication:

[London] : SAGE, 2016.

System Details:

text file

Summary:

In late March 2012, the Securities Exchange and Surveillance Commission (SESC), the investigative unit of the Japanese Financial Services Authority (FSA), confirmed that Nomura Securities Co., Ltd (NSC) - a subsidiary of Nomura Holdings, Inc. - had been involved in insider trading. On at least three occasions, before official announcements for share issues were made, employees at NSC leaked confidential information on securities offerings that the firm underwrote, with the aim of stimulating market demand for the shares. While trying to repair its tarnished reputation, the company faced hefty fines from the Japanese financial regulators.

Notes:

Originally Published in: Oji, C., & Makin, V. (2013). Nomura Group: Trading with Privileged Information. WBS-2013-12. Johannesburg: The Case Centre, Wits Business School.

No ILL or scholarly sharing allowed.

Description based on online resource; title from home page (viewed on April 28, 2016).

ISBN:

9781473964884

OCLC:

1017710672

Access Restriction:

Restricted for use by site license.