Securities fraud : detection, prevention, and control / Louis L. Straney.

Format:

Book

Author/Creator:

Straney, Louis L., 1946-

Series:

Wiley finance series.

Wiley finance

Language:

English

Subjects (All):

Securities fraud.

Physical Description:

1 online resource (209 p.)

Edition:

1st ed.

Place of Publication:

New York : Wiley, 2011.

Summary:

"The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud. Offers real cases and examples which illustrate recurring themes and red flags. Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio."-- Provided by publisher.

Contents:

Securities Fraud; Contents; Preface; Acknowledgments; Introduction; CHAPTER 1 The Face of War; CHAPTER 2 Shared Interests; CHAPTER 3 The Eleven; CHAPTER 4 Funding and Fraud; CHAPTER 5 Command and Control; CHAPTER 6 Paid to Steal; CHAPTER 7 Outside Inside; CHAPTER 8 Misunderestimated; CHAPTER 9 Days of Future Past; CHAPTER 10 The Warrior's Path; APPENDIX Frequently Used Abbreviations; About the Author; Index

Notes:

Includes index.

Description based on metadata supplied by the publisher and other sources.

ISBN:

9786612849152

9780470918593

0470918594

9781119200055

1119200059

9781282849150

1282849158

9780470918579

0470918578

OCLC:

696918833