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Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker, Pursuant to section 11 (e) of the Securities exchange act of 1934. Washington, D. C. June 20, 1936.
LIBRA 334.906 Un34
Available from offsite location
- Format:
- Book
- Author/Creator:
- United States. Securities and Exchange Commission.
- Language:
- English
- Subjects (All):
- Securities--United States.
- Securities.
- United States.
- Stock exchanges--United States.
- Stock exchanges.
- Brokers--United States.
- Brokers.
- Physical Description:
- xviii, 186 pages including tables, diagrams, forms. ; 24 cm
- Other Title:
- Segregation of functions of dealer and broker.
- Place of Publication:
- Washington : U. S. Govt. print. off., 1936.
- Notes:
- At head of title: Securities and exchange commission.
- Running title: Segregation of functions of dealer and broker.
- "Prepared ... by David Saperstein, director of the Trading and exchange division, with the assistance of Sherlock Davis, Abner H. Goldstone, Charles R. McCutcheon, and Thomas H. Gammack."--Letter of transmittal, p. iii.
- "Glossary": p. 181-186.
- OCLC:
- 6326416
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