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Fundamentals of securities regulation / Louis Loss, Joel Seligman, Troy Paredes.
Van Pelt Library KF1439 .L68 2011 v.1-2 2013-2018
Available
- Format:
- Book
- Author/Creator:
- Loss, Louis.
- Language:
- English
- Subjects (All):
- Securities--United States.
- Securities.
- United States.
- Corporations--Finance--Law and legislation--United States.
- Corporations.
- Corporations--Finance--Law and legislation.
- Physical Description:
- 2 volumes (xxxviii, 2244 pages) ; 24 cm
- Edition:
- Sixth edition.
- Other Title:
- Securities regulation
- Place of Publication:
- New York : Wolters Kluwer Law & Business, [2011]
- Summary:
- Previous editions : 2003 (5th) and 1983 (1st).
- Contents:
- V. 1. Background of the SEC statutes
- Federal regulation of the distribution of securities
- Coverage of the Securities Act of 1933 : definitions and exemptions
- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code
- Control concepts under the SEC statutes
- Registration and postregistration provisions of the 1934 act
- Regulation of the securities markets
- Regulation of brokers, dealers, and investment advisers
- Fraud
- Manipulation
- Civil liability
- Government litigation
- SEC administrative law
- Conflict of laws, procedural aspects, and globalization.
- V. 2. Regulation of brokers, dealers, and investment advisers
- Notes:
- At head of title: Aspen Publishers.
- Kept up to date by annual supplements.
- Includes bibliographical references and index.
- ISBN:
- 9781454810162
- 1454810165
- 9781454810179
- 1454810173
- 9781454801993
- 1454801999
- OCLC:
- 742306027
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