Frameworks of cooperation: Linked domestic and international approaches to regulation of the over-the-counter derivative markets.

Format:

Book

Thesis/Dissertation

Author/Creator:

Baker, Colleen.

Contributor:

University of Pennsylvania.

Language:

English

Subjects (All):

Finance.

Law.

0398.

0508.

Local Subjects:

0398.

0508.

Physical Description:

147 pages

Contained In:

Dissertation Abstracts International 71-11A.

System Details:

Mode of access: World Wide Web.

text file

Summary:

In this Dissertation, I focus on the regulation of the over-the-counter (OTC) derivative markets. I argue that current reform proposals and draft legislation fall short of constructing the linked domestic and international frameworks needed to successfully regulate the OTC derivative markets. The purpose of my Dissertation is to propose and defend such a framework. Because of the inseparability of the domestic and international aspects of this issue, I argue that in addition to increased prudential supervision and regulation, the regulation of OTC derivative markets requires interwoven domestic and international systems for regulatory cooperation. This recommendation has two parts. First, Congress should create a framework of regulatory cooperation between the SEC and the CFTC through a regulatory joint venture. Second, I argue for an international framework of regulatory cooperation using a system of public-private partnerships to coordinate regulation of OTC derivatives in the global marketplace.

Notes:

Source: Dissertation Abstracts International, Volume: 71-11, Section: A, page: 4155.

Adviser: G. Richard Shell.

Thesis (Ph.D.)--University of Pennsylvania, 2010.

Local Notes:

School code: 0175.

ISBN:

9781124276694

Access Restriction:

Restricted for use by site license.